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audience: ITPro
ms.collection: M365-security-compliance
ms.topic: conceptual
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Advanced security audit policy settings
**Applies to**
- Windows 10
- Windows 11
This reference for IT professionals provides information about the advanced audit policy settings that are available in Windows and the audit events that they generate.
The security audit policy settings under **Security Settings\\Advanced Audit Policy Configuration** can help your organization audit compliance with important business-related and security-related rules by tracking precisely defined activities, such as:

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audience: ITPro
ms.collection: M365-security-compliance
ms.topic: conceptual
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
title: Advanced security auditing FAQ
summary: |
**Applies to**
- Windows 10
This topic for the IT professional lists questions and answers about understanding, deploying, and managing security audit policies.

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audience: ITPro
ms.collection: M365-security-compliance
ms.topic: conceptual
ms.date: 04/19/2017
ms.date: 09/6/2021
ms.technology: mde
---
# Advanced security audit policies
**Applies to**
- Windows 10
Advanced security audit policy settings are found in **Security Settings\\Advanced Audit Policy Configuration\\System Audit Policies** and appear to overlap with basic security audit policies, but they are recorded and applied differently.
When you apply basic audit policy settings to the local computer by using the Local Security Policy snap-in, you are editing the effective audit policy, so changes made to basic audit policy settings will appear exactly as configured in Auditpol.exe. In Windows 7 and later, advanced security audit policies can be controlled by using Group Policy.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.reviewer:
manager: dansimp
ms.author: dansimp
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# Appendix A: Security monitoring recommendations for many audit events
**Applies to**
- Windows 10
- Windows Server 2016
This document, the [Advanced security audit policy settings](advanced-security-audit-policy-settings.md) reference, provides information about individual audit events, and lists them within audit categories and subcategories. However, there are many events for which the following overall recommendations apply. There are links throughout this document from the “Recommendations” sections of the relevant events to this appendix.

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audience: ITPro
ms.collection: M365-security-compliance
ms.topic: conceptual
ms.date: 07/25/2018
ms.date: 09/06/2021
ms.technology: mde
---
# Apply a basic audit policy on a file or folder
**Applies to**
- Windows 10
You can apply audit policies to individual files and folders on your computer by setting the permission type to record successful access attempts or failed access attempts in the security log.
To complete this procedure, you must be signed in as a member of the built-in Administrators group or have **Manage auditing and security log** rights.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 07/16/2018
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Account Lockout
**Applies to**
- Windows 10
- Windows Server 2016
Audit Account Lockout enables you to audit security events that are generated by a failed attempt to log on to an account that is locked out.
If you configure this policy setting, an audit event is generated when an account cannot log on to a computer because the account is locked out.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Application Generated
**Applies to**
- Windows 10
- Windows Server 2016
Audit Application Generated generates events for actions related to Authorization Manager [applications](/previous-versions/windows/it-pro/windows-server-2008-R2-and-2008/cc770563(v=ws.11)).
Audit Application Generated subcategory is out of scope of this document, because [Authorization Manager](/previous-versions/windows/it-pro/windows-server-2008-R2-and-2008/cc726036(v=ws.11)) is very rarely in use and it is deprecated starting from Windows Server 2012.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Application Group Management
**Applies to**
- Windows 10
- Windows Server 2016
Audit Application Group Management generates events for actions related to [application groups](/previous-versions/windows/it-pro/windows-server-2008-R2-and-2008/cc771579(v=ws.11)), such as group creation, modification, addition or removal of group member and some other actions.
[Application groups](/previous-versions/windows/it-pro/windows-server-2008-R2-and-2008/cc771579(v=ws.11)) are used by [Authorization Manager](/previous-versions/windows/it-pro/windows-server-2008-R2-and-2008/cc726036(v=ws.11)).

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Audit Policy Change
**Applies to**
- Windows 10
- Windows Server 2016
Audit Audit Policy Change determines whether the operating system generates audit events when changes are made to audit policy.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Authentication Policy Change
**Applies to**
- Windows 10
- Windows Server 2016
Audit Authentication Policy Change determines whether the operating system generates audit events when changes are made to authentication policy.
Changes made to authentication policy include:

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Authorization Policy Change
**Applies to**
- Windows 10
- Windows Server 2016
Audit Authorization Policy Change allows you to audit assignment and removal of user rights in user right policies, changes in security token object permission, resource attributes changes and Central Access Policy changes for file system objects.
| Computer Type | General Success | General Failure | Stronger Success | Stronger Failure | Comments |

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Central Access Policy Staging
**Applies to**
- Windows 10
- Windows Server 2016
Audit Central Access Policy Staging allows you to audit access requests where a permission granted or denied by a proposed policy differs from the current central access policy on an object.
If you configure this policy setting, an audit event is generated each time a user accesses an object and the permission granted by the current central access policy on the object differs from that granted by the proposed policy. The resulting audit event is generated as follows:

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Certification Services
**Applies to**
- Windows 10
- Windows Server 2016
Audit Certification Services determines whether the operating system generates events when Active Directory Certificate Services (AD CS) operations are performed.
Examples of AD CS operations include:

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ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Computer Account Management
**Applies to**
- Windows 10
- Windows Server 2016
Audit Computer Account Management determines whether the operating system generates audit events when a computer account is created, changed, or deleted.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Credential Validation
**Applies to**
- Windows 10
- Windows Server 2016
Audit Credential Validation determines whether the operating system generates audit events on credentials that are submitted for a user account logon request.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Detailed Directory Service Replication
**Applies to**
- Windows 10
- Windows Server 2016
Audit Detailed Directory Service Replication determines whether the operating system generates audit events that contain detailed tracking information about data that is replicated between domain controllers.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Detailed File Share
**Applies to**
- Windows 10
- Windows Server 2016
Audit Detailed File Share allows you to audit attempts to access files and folders on a shared folder.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Directory Service Access
**Applies to**
- Windows 10
- Windows Server 2016
Audit Directory Service Access determines whether the operating system generates audit events when an Active Directory Domain Services (AD DS) object is accessed.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Directory Service Changes
**Applies to**
- Windows 10
- Windows Server 2016
Audit Directory Service Changes determines whether the operating system generates audit events when changes are made to objects in Active Directory Domain Services (AD DS).

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Directory Service Replication
**Applies to**
- Windows 10
- Windows Server 2016
Audit Directory Service Replication determines whether the operating system generates audit events when replication between two domain controllers begins and ends.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Distribution Group Management
**Applies to**
- Windows 10
- Windows Server 2016
Audit Distribution Group Management determines whether the operating system generates audit events for specific distribution-group management tasks.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit DPAPI Activity
**Applies to**
- Windows 10
- Windows Server 2016
Audit [DPAPI](/previous-versions/ms995355(v=msdn.10)) Activity determines whether the operating system generates audit events when encryption or decryption calls are made into the data protection application interface ([DPAPI](/previous-versions/ms995355(v=msdn.10))).

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit File Share
**Applies to**
- Windows 10
- Windows Server 2016
Audit File Share allows you to audit events related to file shares: creation, deletion, modification, and access attempts. Also, it shows failed SMB SPN checks.

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit File System
**Applies to**
- Windows 10
- Windows Server 2016
> [!NOTE]
> For more details about applicability on older operating system versions, read the article [Audit File System](/previous-versions/windows/it-pro/windows-server-2012-r2-and-2012/dn319068(v=ws.11)).

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ms.sitesec: library
ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Filtering Platform Connection
**Applies to**
- Windows 10
- Windows Server 2016
Audit Filtering Platform Connection determines whether the operating system generates audit events when connections are allowed or blocked by the [Windows Filtering Platform](/windows/win32/fwp/windows-filtering-platform-start-page).

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ms.localizationpriority: none
author: dansimp
ms.date: 04/19/2017
ms.date: 09/06/2021
ms.technology: mde
---
# Audit Filtering Platform Packet Drop
**Applies to**
- Windows 10
- Windows Server 2016
Audit Filtering Platform Packet Drop determines whether the operating system generates audit events when packets are dropped by the [Windows Filtering Platform](/windows/win32/fwp/windows-filtering-platform-start-page).