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Microsoft Security Baselines This article, and the articles it links to, describe how to use Microsoft Security Baselines in your organization virtualization, security, malware w10 deploy high saguadre sabrinagaudreau 10/17/2017

Microsoft Security Baselines

Applies to:

  • Windows 10
  • Windows Server (Semi-Annual Channel)
  • Windows Server 2016

Using security baselines in your organization

Microsoft is dedicated to providing our customers with secure operating systems, such as Windows 10 and Windows Server, as well as secure apps, such as Microsoft Edge. In addition to the security assurance of its products, Microsoft also enables you to have fine control of your environments by providing various configuration capabilities. Even though Windows and Windows Server are designed to be secure out-of-the-box, a large number of organizations still want more granular control of their security configurations. To navigate this large number of controls, organizations need guidance for configuring various security features. Microsoft provides this guidance in the form of security baselines.

We recommend implementing an industry-standard configuration that is broadly known and well-tested, such as a Microsoft security baseline, as opposed to creating one yourself. This helps increase flexibility and reduce costs.

Here is a good blog about Sticking with Well-Known and Proven Solutions.

What are security baselines?

Every organization faces security threats. However, the types of security threats that are of most concern to one organization can be completely different from another organization. For example, an e-commerce company may focus on protecting its Internet-facing web apps, while a hospital may focus on protecting confidential patient information. The one thing that all organizations have in common is a need to keep their apps and devices secure. These devices must be compliant with the security standards (or security baselines) defined by the organization.

A security baseline is a collection of settings that have a security impact and include Microsofts recommended value for configuring those settings along with guidance on the security impact of those settings. These settings are based on feedback from Microsoft security engineering teams, product groups, partners, and customers.

Why are security baselines needed?

Security baselines are an essential benefit to customers because they bring together expert knowledge from Microsoft, partners, and customers.

For example, there are over 3,000 Group Policy settings for Windows 10, which does not include over 1,800 Internet Explorer 11 settings. Of those 4,800 settings, only some of them are security-related. While Microsoft provides extensive guidance on different security features, going through each of them can take a long time. You would have to determine the security impact of each setting on your own. After you've done that, you still need to determine what values each of these settings should be.

In modern organizations, the security threat landscape is constantly evolving and IT pros and policy makers must keep current with security threats and changes to Windows security settings to help mitigate these threats.

To help faster deployments and increase the ease of managing Windows, Microsoft provides customers with security baselines that are available in formats that can be consumed, such as Group Policy Objects backups.

How can you use security baselines?

You can use security baselines to:

  • Ensure that user and device configuration settings are compliant with the baseline.
  • Set configuration settings. For example, you can use Group Policy, System Center Configuration Manager, or Microsoft Intune to configure a device with the setting values specified in the baseline.

Where can I get the security baselines?

You can get the security baselines using the Microsoft Download Center. This download page is for the Security Compliance Toolkit which comprises tools that can assist an admin with managing the baselines in addition to the actual security baselines.

Microsoft Security Compliance Toolkit 1.0

What is the Security Compliance Toolkit (SCT)?**

The Security Compliance Toolkit is a set of tools that allows enterprise security administrators to download, analyze, test, edit and store Microsoft-recommended security configuration baselines for Windows and other Microsoft products.

It enables the administrators to effectively manage their enterprises Group Policy Objects (GPOs). Using the toolkit, administrators can compare their current GPOs with Microsoft-recommended GPO baselines or other baselines, edit them, store them in GPO backup file format, and apply them broadly through Active Directory or individually through local policy.

Security Compliance Toolkit

The Security Compliance Toolkit consists of:

  • Windows 10 Security Baselines

    • Windows 10 Version 1709 (Fall Creators Update)
    • Windows 10 Version 1703 (Creators Update)
    • Windows 10 Version 1607 (Anniversary Update)
    • Windows 10 Version 1511 (November Update)
    • Windows 10 Version 1507
  • Windows Server Security Baselines

    • Windows Server 2016
    • Windows Server 2012 R2
  • Tools

    • Policy Analyzer tool
    • Local Group Policy Object (LGPO) tool

Using the Microsoft Download Center, you can download the tools along with the baselines for the relevant Windows versions.

What is the Policy Analyzer tool?

The Policy Analyzer is a utility for analyzing and comparing sets of Group Policy Objects (GPOs). Its main features are:

  • Highlight when a set of Group Policies has redundant settings or internal inconsistencies;
  • Highlight the differences between versions or sets of Group Policies;
  • Compare GPOs against current local policy and local registry settings; and
  • Export results to a Microsoft Excel spreadsheet.

Policy Analyzer lets you treat a set of GPOs as a single unit. This makes it easy to determine whether particular settings are duplicated across the GPOs or are set to conflicting values. It also lets you capture a baseline and then compare it to a snapshot taken at a later time to identify changes anywhere across the set.

More information on the Policy Analyzer tool can be found on the Security Guidance blog or by downloading the tool.

What is the Local Group Policy Object (LGPO) tool?

LGPO is a tool for transferring Group Policy directly between a hosts registry and a GPO backup file, bypassing the Domain Controller. This gives administrators a simple way to verify the effects of their Group Policy settings directly. Documentation for the LGPO tool can be found on the Security Guidance blog or by downloading the tool.

Version Matrix

Client Versions

Name Build Baseline Release Date Security Tools
Windows 10 1709 (RS3)

1703 (RS2)

1607 (RS1)

1511 (TH2)

1507 (TH1)

October 2017

August 2017

October 2016

January 2016

January 2016

SCT 1.0
Windows 8.1 9600 (April Update) October 2013 SCM 4.0
Windows 8 9200 October 2012 SCM 4.0
Windows 7 7601 (SP1) October 2009 SCM 4.0
Vista 6002 (SP2) January 2007 SCM 4.0
Windows XP 2600 (SP3) October 2001 SCM 4.0

Server Versions

Name Build Baseline Release Date Security Tools
Windows Server 2016 SecGuide

October 2016 SCT 1.0
Windows Server 2012 R2 SecGuide August 2014 SCT 1.0
Windows Server 2012 Technet 2012 SCM 4.0
Windows Server 2008 R2 SP1 2009 SCM 4.0
Windows Server 2008 SP2 2008 SCM 4.0
Windows Server 2003 R2 Technet 2003 SCM 4.0
Windows Server 2003 Technet 2003 SCM 4.0

Microsoft Products

Name Details Security Tools
Internet Explorer 11 SecGuide SCT 1.0
Internet Explorer 10 Technet SCT 4.0
Internet Explorer 9 Technet SCT 4.0
Internet Explorer 8 Technet SCT 4.0
Exchange Server 2010 Technet SCT 4.0
Exchange Server 2007 Technet SCT 4.0
Microsoft Office 2010 Technet SCT 4.0
Microsoft Office 2007 SP2 Technet SCT 4.0

Note

Browser baselines are built-in to new OS versions starting with Windows 10

Frequently asked questions (FAQ)

What is the Microsoft Security Compliance Manager (SCM)?

The Security Compliance Manager is now retired and is no longer supported. It has been replaced by the Security Compliance Toolkit. The reason for this is that SCM was an incredibly complex and large program that needed to be updated for every Windows release. In order to provide a better service for our customers, we have moved to SCT where we can publish baselines through the Microsoft Download Center in a lightweight .zip file that contains GPO backups, GPO reports, Excel spreadsheets, WMI filters, and scripts to apply the settings to local policy.

More information about this change can be found on the Microsoft Microsoft Security Guidance blog.

Where can I get an older version of a Windows baseline?

Any version of Windows before Windows 10 1703, will still be downloadable using SCM. Any future versions will be available through SCT. See matrix below to see if your Windows version is available on SCT.

What file formats are supported by the new SCT?

The toolkit supports formats created by the Windows GPO backup feature (.pol, inf. and .csv). Policy Analyzer saves its data in XML files with a .PolicyRules file extension. LGPO also supports its own “LGPO text” file format as a text-based analog for the binary registry.pol file format. See the LGPO documentation for more information. Keep in mind that SCMs .cab files are no longer supported.

Does SCT support Desired State Configuration (DSC) file format?

Not yet. PowerShell-based DSC is rapidly gaining popularity, and more DSC tools are coming online to convert GPOs and DSC and to validate system configuration. We are currently working on the development of a tool that will provide customers with these features. This is set to be released by the end of 2017.

Does SCT support the creation of System Center Configuration Manager (SCCM) DCM packs?

No. A potential alternative is Desired State Configuration (DSC), a feature of the Windows Management Framework. A tool that supports conversion of GPO backups to DSC format can be found here.

Does SCT support the creation of Security Content Automation Protocol (SCAP)-format policies?

No. SCM only supported SCAP 1.0, which was not updated as SCAP evolved. The new toolkit likewise does not include SCAP support.


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